Protecting Your Investments & Navigating Complex Securities Laws
Your Trusted Securities Attorney in the Bay Area and Greater Sacramento
Strategic Advocacy. Exceptional Results.
When your financial future or business reputation is on the line, you need a securities attorney who understands both the intricacies of securities law and the real-world pressures you face. At Alves Radcliffe, our trial attorneys bring deep experience in securities disputes and transactions, representing both individual investors and businesses across California.
Verdict & Settlements
Investor Securities Fraud
Owner VS Contractor
Owner VS Contractor
Owner VS Contractor
Landslide
Breach of Contract
Our Expertise
- Securities fraud and misrepresentation claims
- Broker misconduct and breach of fiduciary duty
- Arbitration and litigation with brokers, advisers, or other parties
- Regulatory compliance for public and private offerings
- Shareholder disputes and class actions
- Corporate governance and reporting obligations
Who We Serve
- Individual Investors: Protect your portfolio from fraud, negligence, and broker misconduct. We advise on claims for breach of fiduciary duty, omission of facts, risky investments, and more.
- Businesses & Startups: Navigate capital raising, securities offerings, mergers, and acquisitions with confidence. We guide you through compliance, reporting, and governance challenges.
- Executives & Boards: Ensure your organization meets its obligations under federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank requirements
Why Work with Alves Radcliffe?
- Investor Protection: We help you recognize signs of fraud, mismanagement, or breach of fiduciary duty by brokers or advisers. If your investments have suffered due to misconduct, we pursue claims for recovery through litigation or arbitration.
- Business Guidance: From structuring public or private offerings to ensuring compliance with SEC and FINRA regulations, we help businesses avoid costly mistakes and regulatory pitfalls.
- Dispute Resolution: If you face conflicts such as unauthorized trading, churning, or misrepresentation, we represent your interests in negotiations, arbitration, or court.
- Proactive Compliance: Stay ahead of changing regulations with our counsel on disclosure requirements, insider trading, shareholder communications, and more.
What Sets Alves Radcliffe Apart?
Trial-Tested
Experience
User-Centric
Approach
Results-Driven
Representation
Ready to Protect Your Interests?
Client Testimonials
I was referred to Scott Radcliffe for a legal issue I have with a dishonest contractor and am very grateful for the referral so I’m paying it forward.
Scott has given me great advice, He has a mountain of knowledge, patient, courteous, fair, and honest. Yes, I’m speaking of an attorney!
His follow through has been excellent and he has taken all the stress out of this case for us.
This is my first review I have ever posted but I am so pleased with my decision to hire Scott for our case that I felt the need to share my experience. Thank You Scott Radcliffe for all your help. I will recommend you to any friend or family anytime.
Dianne L. – San Ramon
Scott represented my business in a landlord retaliation case. He was masterful in his representation. He did a great job in explaining the litigation and then arbitration process and all of the inter-working parts in between. I never felt out of the loop and always knew what the next step was. He always responded to questions in a timely manner. Scott is aggressive when he needs to be and will fight for you every step of the way. I never felt overcharged and was always invoiced with a detailed description of each billable hour. If you’re looking for a hardworking and fair attorney, Scott is the one for you.
Daniel R. – Sacramento
I have used Scott Radcliffe a few times while starting my business and most recently for a lawsuit. He is super knowledgeable, approachable and quick to reply. We had a positive outcome with our case and I truly believe it is completely due to Scott’s expertise. I highly recommend Alves Radcliffe.
Kathryn C. – Sacramento
I went to Scott for help with a real estate legal matter. He was very knowledgeable and did a fantastic job for me. He was a tremendous help and I highly recommend him for your legal needs.
Anne M. – Danville
We hired Scott Radcliffe to help out with a pretty daunting issue where our family was penalized with hefty fines (six figures) by the City because of something our tenants did. We were worried that we would lose our life savings but Scott got us out rightly. He was thorough, skillful, and articulate in gathering information and representing the best interests of our family. During the process, he kept us in the loop. Whenever we emailed him with questions, he always responded promptly. If you want a knowledgeable, professional, and well prepared attorney who is willing to go to court, litigate your case and fight for your rights, Scott Radcliffe is the right attorney for you. We highly recommend Scott Radcliffe for your legal needs. We are so grateful that Scott was on ou
Thanh V. – Sacramento
We were referred to Scott from another attorney that no longer litigates anymore. We are so glad we met Scott. We hired him to settle a landlord and tenant dispute, after spending time in consulting and reading his counter dispute, we knew he was high caliber. He seems to know the case more thoroughly that we did.
More importantly, through his advice and how he brilliantly wrote the counter suite, we were able to settle the case to our satisfaction. Was just speaking to my wife about Scott, he loves to litigate, and you need someone who insanely loves to fight for you instead of just settling a case.
If you need a good business lawyer, look no further, Scott will take care of you.
Billy P. – Sacramento
Scott took the time to understand our case; gave us regular updates; and planned out our next steps. Ultimately, he litigated and won our case in court. We received a judgement for the full amount that was owed to us. If you want a professional, honest, and well prepared attorney that is willing to go to court and litigate your case, Scott is the person for you. We are so thankful that Scott was on our side to help us through one of our most difficult situations. Thank you Scott!
JY D. – Sacramento
Walnut Creek
1212 Broadway Plaza,
Suite 2100 Walnut Creek,
CA 945696
(925) 788-4732
Sacramento
2377 Gold Meadow Way,
Suite 100 Gold River,
CA 95670
916-333-3375
Practice Areas
- Business & Commercial
- Construction
- Real Estate
- Securities
Quick Links
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